NEWVault Insights AI: ask your vault anything, cited to the source.See how it works

FOR RIAs

Big-firm experience.
RIA agility.

Give every client a branded vault, custodial documents delivered automatically and AI that surfaces what matters, without adding headcount.

Book a demo Watch the overview

Larkspur Ridge Advisors client vault with custodial statements, plan documents and Form ADV

1M+CLIENT VAULTS50+ENTERPRISE PARTNERS$2.5T+PARTNER AUM

The challenge

Fiduciary service shouldn’t depend on email attachments.

Custodian documents everywhereStatements and confirms arrive through Schwab and other custodians, then get re-filed by hand.

Exams that need answers nowWhen the SEC asks for records, your team needs them in minutes, not days.

Growth without more ops staffEvery new household adds paperwork your team has to chase and file.

Schwab and custodian connectivity

Schwab and every custodian.
Straight into every vault.

Stop downloading, renaming and re-filing custodian documents by hand. Statements, confirms and tax forms flow from your custodians and platforms into the right client vault, every night.

Sources

FutureVault

DELIVERY ENGINE

1ReceiveEncrypted SFTP, every night

2MatchBy account number, to the household

3TagAccount, type and period

4NotifyClients alerted in your brand

Household vaults

Chen Family VaultQ3 statement · Form 1099New

Alvarez HouseholdQ3 statement · trade confirmsNew

Lin Family TrustK-1 · capital call noticeNew

350KFiles per hour at peak

EncryptedSFTP from every source

AutomaticMatching by account number

RoutedExceptions to your team

Built for RIAs

One platform, built around your clients.

LARKSPUR RIDGEADVISORSlarkspurridge.futurevault.com

Morales Household VaultCLIENT VAULT

NET WORTH$2.36MHousehold data

HOUSEHOLD AUM$1.84MCustodian feed

FINANCIAL PLAN92%On track

Statements 24 filesTax Forms 6 filesPlanning 8 files

Q3 2026 Schwab Statement.pdfStatements · CustodianOct 03

Investment Policy Statement.pdfPlanning · Cedar RidgeSep 18

2025 Form 1099 Composite.pdfTax Forms · CustodianFeb 14

One vault for every clientEvery document organized by household, in your brand, on web and mobile.

Which households still owe a 2025 tax return?

Six households have open tax-return requests. Two are overdue: Chen and Alvarez.

Source 1Source 2

Ask the vault anythingVault Insights AI answers in plain language, cited to the source.

Illustrative example

9,640custodian documents filed this month

Delivered automaticallyStatements, tax documents and notices filed to the right vault.

New client onboarding3 of 4

Investment advisory agreement

Form ADV Part 2 acknowledgment

Risk questionnaire

Custodian account forms

Requests that get doneChecklists replace email back-and-forth, with reminders built in.

KCKevin ChenOwner

MCMei ChenSpouse

RLRachel Leung, CPATax folder only

LCLarkspur complianceRead only

The right access for everyoneFamily and outside advisors see exactly what the client allows.

Jordan Pateldelivered Form ADV Part 2 · 2 min ago

Schwab feedfiled Q3 statement · 14 min ago

Kevin Chensigned advisory agreement · 1 hr ago

Every action on the recordA complete, timestamped audit trail for every document.

AI insights engine

Ask every vault.
Connect every AI.

Vault Insights AI answers questions across your documents in plain language, cited to the source. FutureVault MCP connects Claude, ChatGPT, Copilot and your own agents to the same documents, governed by the same permissions and logged on the same audit trail.

VAULT INSIGHTS AIPERMISSION-AWARE

Which clients haven’t received this year’s Form ADV Part 2?What fees did the Alvarez household pay in Q3?List accounts with an outdated IPS

Which clients haven’t received this year’s Form ADV Part 2?

11 households. Delivery receipts exist for the other 389, and a delivery batch for the 11 is ready to send.

Source 1Source 2Source 3

Ask anything about your documents…

Illustrative example

FUTUREVAULT MCP

ClaudeChatGPTCopilotYour agents

CHATGPT ASKED
Build our SEC exam document index for 2026.

Signed inLarkspur compliance · SSO

Permission check passedFirm-wide · read only

Retrieved and cited1,284 records, with sources

LoggedChatGPT activity on the audit trail

Illustrative example

Answers cited to the sourceEvery answer links to the documents it came from, so advisors can trust it and compliance can check it.

Permission-aware by designPeople and AI tools only ever see the documents their role allows.

Every query on the recordQuestions, answers and AI tool activity are logged on the audit trail.

FUTUREVAULT MCPWorks with Claude, ChatGPT, Gemini, Microsoft Copilot and your own AI agents.

Explore FutureVault MCP

SECURE AI

Private LLMsPermission-awareEvery AI action loggedSOC 2 Type II examined

How we secure AI

SEC EXAM READINESS

Exam-ready in minutes.
Not weeks.

When examiners ask for books and records, your team shouldn’t spend a week in inboxes and shared drives. Every document, delivery and access is already organized, retained and ready to export.

SEC EXAM · DOCUMENT REQUEST5 OF 5 READY

Advisory agreements, every clientReady

Form ADV delivery recordsReady

Client correspondenceReady

Account statementsReady

Access and audit historyReady

Illustrative example · package generated from the vaultExport package

SEC Rule 204-2 recordkeeping

Retention locks by document type

Legal holds

Exportable audit trail

SOC 2 Type II examined

Encrypted at rest and in transit

APIs and integrations

Built to fit
your RIA’s stack.

Connect your CRM, reporting and e-signature tools through 1,000+ documented API endpoints, or thousands of apps through Zapier, without adding operations headcount.

Example request · FutureVault API

POST /v1/vaults/{vaultId}/documents
{
  "household": "HH-20417",
  "custodian": "schwab",
  "documentType": "Form ADV Part 2 delivery",
  "advisor": "jpatel"
}
201 Created · delivered · receipt logged for books and records

1,000+API endpoints, documented

WebhooksReal-time events to your systems

SFTPBulk feeds from cores and custodians

MCPGoverned access for AI tools

Connects with

See all integrations

Built for your workflows

Where RIAs start.

Custodial statement deliveryEvery statement in the right vault.See the use case Client onboardingCollect, sign and file new-account paperwork.See the use case Tax season delivery1099s delivered automatically.See the use case Estate planningBring heirs and the CPA into one vault.See the use case

8.82EZRA GROUP INTEGRATION SCORE

The highest Ezra Group WealthTech Integration Score in Client File Sharing, rated Superior.

See the integration ecosystem

BOOK A DEMO

See FutureVault
for your RIA.

A 30-minute walkthrough tailored to your firm, with your questions answered by our team.

Schwab and custodian feeds into every client vault

Onboarding and document requests without email attachments

Books and records ready for your next SEC exam

FAQ

RIA questions, answered.

Does FutureVault work for advisors on Schwab?

Yes. FutureVault automates delivery of Schwab custodial documents directly into client vaults.

Can the vault carry our firm’s brand?

Yes. Your clients see your brand on web, iOS and Android.

How is pricing set for an RIA?

Pricing is scoped to your firm’s advisors, client households and integrations. Request pricing and we’ll send a tailored quote.

Will our clients actually use it?

Client vaults carry your brand on web, iOS and Android, with notifications when new documents arrive and simple, secure requests. FutureVault powers more than 1 million client vaults across 50+ enterprise partners.

Is FutureVault secure enough for our compliance and InfoSec teams?

FutureVault is SOC 2 Type II examined, encrypts data in transit and at rest, supports multi-factor authentication and records every action on a complete audit trail.

How does FutureVault reduce operating costs?

By automating the document delivery, filing and collection that teams otherwise do by hand. Firms save 30% or more in back-office and administrative costs, and Aligned Capital Partners improved operational efficiency by 30%.

Other industries we serve

Wealth Management FINRA Broker-Dealers CIRO Investment Dealers Banks Credit Unions Insurance Family Offices Asset & Fund Managers

Big-firm experience.RIA agility.

Fiduciary service shouldn’t depend on email attachments.

Schwab and every custodian.Straight into every vault.

One platform, built around your clients.

Ask every vault.Connect every AI.

Exam-ready in minutes.Not weeks.

Built to fityour RIA’s stack.

Where RIAs start.

See FutureVaultfor your RIA.

Book your demo

RIA questions, answered.

Big-firm experience.
RIA agility.

Schwab and every custodian.
Straight into every vault.

Ask every vault.
Connect every AI.

Exam-ready in minutes.
Not weeks.

Built to fit
your RIA’s stack.

See FutureVault
for your RIA.